8 Top FINRA Priorities for 2022
By Melanie Waddell"A lot of exciting initiatives" are afoot at FINRA, says its CEO, Robert Cook.
January 20, 2022
DFA Now the Biggest Active ETF Asset Manager"We are knocking on the door of becoming one of the top 10 ETF issuers," said Anthony Caruso, ETF strategist at DFA.
January 20, 2022
S&P Analysts Look at U.S. Annuity Market, See CannibalsThe rating agency expects RILAs to take share from other products, rather than expanding overall sales.
January 20, 2022
The $84T Wealth Transfer Underway Now, by the Numbers: CerulliMoney is in motion, and advisors on the cutting edge of complex planning and wealth structuring tactics will benefit, Cerulli says.
January 20, 2022
Senators Want Workers to Get More Financial AdviceThey want the advice to be trusted, affordable and low on conflict.
January 20, 2022
Permanent Life Web Broker Raises $12MAmplify Life says it can help shoppers connect with about 70 carriers.
January 20, 2022
Q4 Life, Health and Annuity Earnings CalendarOne thing insurers are talking about is predictions about the number of 2022 U.S. COVID-19 deaths.
January 20, 2022
Morgan Stanley Sets Sights on Its Workplace AssetsThe wirehouse also wants its wealth management unit to reach a pre-tax profit margin above 30%, CEO James Gorman said.