Wall Street Bonus Rules Should Be Revisited at Fed: Raskin
By Jesse HamiltonSarah Bloom Raskin is keen to revisit sweeping limits on bonuses if confirmed to be the Federal Reserve's top banking watchdog.
February 03, 2022
MaxMyInterest Boosts Offerings for Envestnet, Tamarac Users: Tech RoundupAlso, WisdomTree unveils a new digital wallet, WisdomTree Prime.
February 03, 2022
Fidelity's Advisor Platform Gets Major Update"This looks like a pretty extensive overhaul in terms of usability and personalization," consultant Tim Welsh says.
February 03, 2022
Less Than a Quarter of CFPs Are Women (Still)The share of planners who are women has been stuck around 23% for years, the CFP Board reports.
February 02, 2022
Here's How Much RIAs Pay Their Employees: SchwabRIA firms are increasingly offering more than traditional compensation to compete for talent, according to a report from Schwab.
February 02, 2022
Humana Sees COVID-19 Reducing Hospice Patient CountsCompany executives are also talking about producer commissions and phone broker support spending.
February 02, 2022
Wells Fargo 'Manipulated' FINRA Arbitration Process: JudgeFINRA allowed one lawyer to "secretly red line" the list of arbitrators under consideration, according to a ruling.
February 02, 2022
Ex-LPL Rep Charged With Fraud, Could Get 37 Years Behind BarsThe former LPL broker is accused of raiding clients' annuities, the Justice Department says.