8 Ways Financial Planners Aren't Communicating as Well as They Think
By Michael S. FischerMost financial planners say they discuss a broad range of important topics with clients. Many clients disagree.
February 09, 2022
NFL Linebacker and Finance Whiz Shares 2 Big Money Mistakes to AvoidNFL players make many of the same missteps as typical investors, Brandon Copeland of the Atlanta Falcons tells ThinkAdvisor.
February 09, 2022
SEC Outlines Cyber Rules, New Form for AdvisorsThe SEC is proposing new rules that would require advisors to adopt written policies and procedures to address cybersecurity risks.
February 09, 2022
FINRA to Update Variable Annuity Exam QuestionsOne question may be about how a firm supervises annuity buyouts.
February 09, 2022
Reinsurer Sees COVID-19 Delta Variant Still Driving MortalityRGA posted strong Q4 earnings, in spite of receiving a 'meaningful level of COVID-19 mortality claims.'
February 09, 2022
Advisors Need New Estate and Trust Planning Tools as Demand Surges: SurveyOutdated technologies impede customer experience, Envestnet MoneyGuide says.
February 09, 2022
5 Hot Topics for FINRA Exams in 2022FINRA says it plans to home in on these emerging compliance areas where it found deficiencies in 2021.
February 08, 2022
The SEC Wants to Know What You Think About Bitcoin ETFsThe agency is seeking comments on applications for a Bitwise ETF and to convert the Grayscale Bitcoin Trust.