Wells Fargo to Pay $145M Over Company Stock in Its 401(k) Plan
By Melanie WaddellWells Fargo and a plan trustee caused the plan to overpay for stock, according to the Labor Department.
September 12, 2022
10 Top Ways to Use Life Insurance in Charitable GivingThe author sees plenty of untapped potential in a huge, little-noticed asset class.
September 09, 2022
Sanctuary Wealth Picks Up 2 Advisor Teams From MerrillThe breakaway teams had a combined $1 billion in client assets under management.
September 09, 2022
SEC 12b-1 Fee, Custody Rules Likely Out by Year-EndBoth rules "are currently in the works," says compliance consultant Amy Lynch.
September 09, 2022
Ex-LPL Rep Pleads Guilty to Witness Tampering, FraudThe barred broker pleaded guilty to fraud and identity theft last year but scrapped the plea deal.
September 09, 2022
Sarah Iselin to Lead Massachusetts Blue: Executive ChangesThe health insurer has $8 billion in annual revenue.
September 09, 2022
Former E-Trade CEO Tapped to Lead VestmarkKarl Roessner replaces Mike Blundin, who is now president and COO.
September 09, 2022
Medicare Plan Producer Group Finds Coverage Review GapOnly half of experienced agents say they give clients' coverage annual exams.