RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Importance of Being Up to Date With Tech
By Dan SkilesTop tech gurus discuss what advisors need to do infrastructure-wise to stay ahead.
March 22, 2019
95% of Spot Bitcoin Trading Volume Is Fake: ReportBitwise Asset Management, which has filed for a Bitcoin ETF, analyzed data from 81 crypto exchanges.
February 28, 2019
Downside of Technology for Advisors: Increased CybercrimeA GlobalData study looks at how cybercrime has grown as a result of the digitization of the business, and how advisors are responding.
February 26, 2019
Ensemble or Solo Practice? How it Impacts Technology SolutionsHow your firm is structured certainly impacts what technology solutions are selected and rolled out.
February 26, 2019
Regulators Take Aim at Share Class DisclosureAttorneys and compliance experts see the SEC and FINRA crackdowns as a 'big deal' that foretells the demise of 12b-1 fees.
February 26, 2019
Aite Group Launches Cybersecurity PracticeMachine-learning model is the next evolution for cybersecurity, according to an Aite report by team member and cybersecurity vet Alissa Knight.
February 14, 2019
8 Dangers That Come as Firms DigitizeAon's newly released 2019 Cyber Security Risk Report cites eight digitization cyber risks firms face and actions they need to take.
February 01, 2019
AI Will Transform Surveillance Programs – EventuallyFINRA is in the early stages of using these technologies for surveillance; most firms haven't started.