RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
RIA in a Box Launches New Regtech Software
By Danielle AndrusRIA in a Box announced Tuesday that it has released new employee trade monitoring software as part of its MyRIACompliance tool.
April 07, 2017
eMoney Compliance Tool Goes Live: Tech RoundupAdvisorStream, and SS&C also announced new integrations and updates this week.
March 24, 2017
Hearsay Launches AI-Powered Compliance Platform: Tech RoundupHearsay has enhanced its enterprise compliance platform to use predictive analytics to separate actual compliance risks from false alarms.
March 03, 2017
SEC to Probe Advisor, BD Fiduciary Compliance With ReTIRE InitiativeGone are the days of a long, full-scope exam, said acting exam director Pete Driscoll.
February 16, 2017
Riskalyze Rolls Out Automated Platform, New Products: Tech UpdateRiskalyze announced a plethora of new products at the Technology Tools for Today conference in Garden Grove, California, on Wednesday.
January 12, 2017
RightCapital Launches Enterprise Tool to Ease DOL Rule ComplianceA leaner, meaner platform than competitors will help midsize firms provide more holistic planning for clients.
November 28, 2016
5 ways annuity providers can use tech for fiduciary compliancePolitics aside, the best advice for insurance and finance firms is to proceed, full steam ahead, with fiduciary rule compliance plans.
November 23, 2016
Technology Critical to Meet Increasing Compliance BurdenRegulators are using technology to crack down on financial services firms; advisors should use the same technology.