RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
IBM Releases Watson-Powered Regtech Software
By Danielle AndrusIBM has launched a suite of regtech products powered by Watson, IBMs artificial intelligence platform, to help financial services firms manage their growing compliance responsibilities.
March 03, 2017
SEC to Probe Advisor, BD Fiduciary Compliance With ReTIRE InitiativeGone are the days of a long, full-scope exam, said acting exam director Pete Driscoll.
February 16, 2017
Riskalyze Rolls Out Automated Platform, New Products: Tech UpdateRiskalyze announced a plethora of new products at the Technology Tools for Today conference in Garden Grove, California, on Wednesday.
January 12, 2017
RightCapital Launches Enterprise Tool to Ease DOL Rule ComplianceA leaner, meaner platform than competitors will help midsize firms provide more holistic planning for clients.
November 28, 2016
5 ways annuity providers can use tech for fiduciary compliancePolitics aside, the best advice for insurance and finance firms is to proceed, full steam ahead, with fiduciary rule compliance plans.
November 23, 2016
Technology Critical to Meet Increasing Compliance BurdenRegulators are using technology to crack down on financial services firms; advisors should use the same technology.
October 10, 2016
Top Portfolio Products: Envestnet Launches DOL Compliance SolutionThe platform enhancement is designed to help advisors comply with the new rule as part of a "seamless wealth management process."
October 06, 2016
Hootsuite Launches Financial Advisor Compliance SolutionHootsuite recently launched a social media solution designed to help advisors use social media more efficiently while staying in compliance.