RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Envestnet, CSS Launch Reg BI Tool for RIAs and BDs
By Jeff BermanThe software pulls data from a firm's SEC and FINRA filings to complete Form CRS.
November 25, 2019
Big Tech Flexes New Products at T3Advisors will find new goodies on their platforms as IBDs and national RIAs look to expand their offerings.
October 29, 2019
Why Client Feedback Is Key for Hitting Tech GoalsDon't assume you know how clients use, or even like, your technology. Instead, ask them and adapt.
September 26, 2019
AI, Machine Learning Offer Opportunities for Advisors, but Obstacles RemainAdvisors and other financial organizations face implementation, regulatory and other challenges when using AI, experts say at SIFMA Fintech Conference.
September 24, 2019
Advisors, Tech in Focus at New ConferenceWealth/Stack event highlighted forward-thinking ideas and industry VIPs.
August 01, 2019
Chalice Launches Reg BI Compliance ServicesThe membership-based group says it is responding to advisors' requests for compliance and legal support.
July 29, 2019
Now Is the Time to Do a 'Back-to-School' Tech CheckBeen away for summer and have to get back into gear? Here are ideas for when "class" resumes.
June 11, 2019
Crypto Exchanges Are Facing Biggest Regulatory Hurdle YetThe multi-government Financial Action Task Force is preparing to release guidance that clarifies how participating nations should oversee digital assets.