RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
How RIAs Can Tackle Cybersecurity to Fit Their Firm Size and Growth
By Ginger SzalaRightSize Solutions offers a new centrally managed platform to meet regulatory needs and protect data.
August 14, 2018
SEC Charges Perpetrator of ICO Offering With FraudThe agency also issued a Investor Alert to encourage investors to check the background of anyone selling them an investment.
August 09, 2018
Cryptocurrency Crash Hits a New LowDigital assets have lost about $600 billion since January peak; SEC's postponed decision on Bitcoin-backed ETF inspired the latest downturn.
July 30, 2018
What's in Your Technology Report Card?Advisors are in the business of measurement, so they also should ask users to grade how well firm technology systems perform.
June 25, 2018
Ex-Treasury Official Touts the Promise of Fintech 'Sandboxes'U.S. regulators "have increased engagement with financial innovators in recent years, and it's a good time to consider taking the next step," Jonah Crane says.
May 29, 2018
2018 Broker-Dealer Presidents PollFrom compliance issues to mobile apps, broker-dealers executives have a lot on their hands. Here's how they feel about these challenges
May 29, 2018
DOL's Fiduciary Rule Still Could Come Back to LifeThe Fifth Circuit decision sounds like a resounding victory for the rule's opponents, but some uncertainty remains.
May 29, 2018
Time to Do Tech Spring CleaningNow is a good time to review your technology infrastructure