RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
How Do You Shop for New Technology?
By Dan SkilesIndustry conferences are a great place to scope out technology demos as well as get updates on your current system.
July 30, 2018
What's in Your Technology Report Card?Advisors are in the business of measurement, so they also should ask users to grade how well firm technology systems perform.
June 25, 2018
Ex-Treasury Official Touts the Promise of Fintech 'Sandboxes'U.S. regulators "have increased engagement with financial innovators in recent years, and it's a good time to consider taking the next step," Jonah Crane says.
May 29, 2018
2018 Broker-Dealer Presidents PollFrom compliance issues to mobile apps, broker-dealers executives have a lot on their hands. Here's how they feel about these challenges
May 29, 2018
DOL's Fiduciary Rule Still Could Come Back to LifeThe Fifth Circuit decision sounds like a resounding victory for the rule's opponents, but some uncertainty remains.
May 29, 2018
Time to Do Tech Spring CleaningNow is a good time to review your technology infrastructure
May 24, 2018
RIA in a Box Deal Shows 'Regtech Is Hot!'Consultant Tim Welsh and popular blogger Michael Kitces say this is a "big deal."
May 16, 2018
280 CapMarkets' Bond Buying Platform Pulls Advisors Across 'Last Mile'Startup finds success among advisors with its bond trading platform while helping advisors meet MSRB requirements.