Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
SEC Wants Info on Advisor, BD Use of Tech That Hooks Investors
By Melanie WaddellSEC Chairman Gary Gensler says he's focused on protecting investors as technology that can influence their behavior proliferates.
August 25, 2021
U.K. Private Equity Firm Buying RiskalyzeRiskalyze CEO and founder Aaron Klein will continue to lead the company as part of the deal.
August 23, 2021
Envestnet Enhances Recommendations Engine for AdvisorsThe engine includes a data connection with Fiduciary Exchange to provide annuity insights.
August 20, 2021
T3 Conferences Postponed Until 2022 Due to Delta VariantAn increasing number of participants have expressed concerns in recent days, Joel Bruckenstein, T3 president, tells ThinkAdvisor.
August 20, 2021
The Best Robo-Advisors in 7 CategoriesThe Q2 Robo Report highlights which digital advisors have offered the best value and performance this year and over time.
August 19, 2021
SEC Fines Robo-Advisor SoFi Wealth Over ETF ConflictsThe firm left some clients with taxable gains as it moved them into proprietary funds, the SEC said.
August 19, 2021
American Express Teams With Startup on Financial Planning Tool: Tech RoundupAlso, RIA Altium Wealth Management has introduced Altelligence, a new investment platform.
August 19, 2021
Orion Makes Planning Tool Available for Free to Advisors Working Pro BonoThe move is intended to "encourage advisors to volunteer their expertise in a time of extraordinary need," the firm says.