Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Wall Street Is Back — Just Not the Way Execs Had Hoped
By Jenny SuraneWall Street's five largest banks aim to stick by plans to open buildings to more staff, but smaller rivals have balked.
September 02, 2021
Orion Mulls More Acquisitions as It Folds In Brinker, HiddenLeversEric Clarke talked to ThinkAdvisor about crypto, its Brinker and HiddeLevers integrations and why Orion chose to hold an in-person conference.
September 02, 2021
Snappy Kraken Delays JOLT Conference: Tech RoundupMeanwhile, the UBS Investment Bank has given new funding to the Lynk AI-driven platform.
September 02, 2021
SEC Charges Crypto Lender With $2B FraudBitConnect allegedly ran a fraudulent and unregistered offering of investments into a program involving digital assets.
September 02, 2021
Goldman Adds Executive From SchwabCynthia Loh has been named to a key post in the Personal Financial Management Group.
September 01, 2021
The Challenge That Self-Directed Investors Pose to AdvisorsA recent Broadridge survey of investors found that 52% use self-directed brokerage accounts.
August 31, 2021
Orion Zooms In on Growth, M&As and New Advisor Solutions at ConferenceNew solutions revealed at Ascent include Orion Cash and Credit, a joint venture with Focus Client Solutions.
August 30, 2021
SEC Fines Cetera, Cambridge and KMS $750K Over Email HacksFailures in cybersecurity policies and procedures led to email account takeovers that exposed clients' personal information.