Merrill to Pay $9.5M Over Undisclosed Fees
By Melanie WaddellThe firm paid part of these foreign exchange fees to advisors, referring to them as commissions in internal documents, the SEC says.
April 03, 2023
Lots of Once-Trendy ETFs Are ClosingFrom meme-focused funds to crypto-themed products, closures of niche-themed ETFs are mounting, with a few exceptions.
April 03, 2023
Is Sieg's Departure 'Beginning of the End' for Merrill's Thundering Herd?There's a risk the Merrill brand could be phased out over the next few years, says industry consultant Jeff Nash.
April 03, 2023
12 States With the Highest Taxes in America: 2023Researchers for the list looked at taxation tied to real estate, vehicles, income, and the purchase of goods and services.
April 03, 2023
7 New Social Security Bills in Congress NowOne bill aims to guarantee benefits during a debt limit standoff, for instance; another would raise benefits by over $2,000 a year.
April 03, 2023
American College CEO to Lead Talk on Financial EducationThe panel will be part of a three-day diversity, equity and inclusion conference that started Sunday.
April 03, 2023
Continental General Agrees to Acquire Elevance LTCI PoliciesSecurian, AARP and PACE plan supporters also have long-term care insurance news.
April 03, 2023
The Tech Stock Rally Is Overdone: Morgan StanleyThe Nasdaq 100 has recently soared over 20% as investors flee economically sensitive sectors like banks.










