Robinhood Hit With $10M Fine Over Platform Outages
By Melanie WaddellRegulators in seven states pushed for the settlement after numerous investors had trouble trading in March 2020.
April 06, 2023
Morgan Stanley's 1GT Invests in AI-Focused Analytics Startup: Tech RoundupIn addition, Orion's Redtail platform has integrated with Flourish.
April 06, 2023
Goldman Fined $3M for Marking 60M Short Sales as LongFINRA said the bank had failed to set up systems to comply with trade-reporting rules that it allegedly broke.
April 05, 2023
Active Fund Managers Off to Lousy Start This YearJust one in three active funds topped its respective equity benchmark in the first quarter, according to Bank of America data.
April 05, 2023
Former Goldman Sachs Execs Launch RIA AggregatorModern Wealth Management recently received $200 million in private equity financing from Crestview Partners.
April 05, 2023
Crypto Startup Exec Killed in San FranciscoBob Lee, the former Square CTO and Cash App founder who was working for MobileCoin, died at the age of 43.
April 05, 2023
Why It's Time to Drop the 'Set It & Forget It' 4% RuleBalancing spending on lifestyle goals and risk is part art and part science, says advisor Mark Berg, a recent guest on a Morningstar podcast.
April 05, 2023
15 Worst-Performing Stocks in Q1, 2023: MorningstarThe list includes five financial-services firms affected by the collapse of Silicon Valley Bank and Signature Bank.