SEC Charges Firm With Inflating AUM on Form ADV
By Melanie WaddellVista Financial Advisors repeatedly failed to corroborate its asset levels, the SEC said.
September 26, 2023
This Step Can Prevent an Income Planning Nightmare for Wealthy ClientsSales director Jack Elder warns that neglect can turn one popular retirement strategy into taxable compensation.
September 26, 2023
MassMutual Annuity Unit Faces Federal MOVEit Data Breach SuitA hearing this week could determine how many federal MOVEit suits are handled.
September 26, 2023
The Seven Deadly Sins of Year-End Financial PlanningThese lapses could tempt your client to forsake you for another advisor.
September 26, 2023
John Hancock to Sell Life-Long-Term Care Product Through WorksitesGolf legend Jack Nicklaus will give the launch extra lift.
September 26, 2023
JPMorgan to Pay $75M to Settle Epstein-Related ClaimsThe bank tentatively agreed to a deal with the U.S. Virgin Islands, which had originally sought $190 million.
September 26, 2023
Corebridge to Sell UK Life Business to AvivaThe seller says it wants to focus more tightly on the U.S. life and annuity markets.
September 26, 2023
Helping Pro Athletes Plan for 'Retirement' by 40These wealthy clients could be looking at a 50-year retirement, Kristopher Martin of Element Pointe says.