DOL's Su Tells House Lawmakers New Fiduciary Rule Remains a Priority
By Melanie WaddellThe rule will address the unlevel playing field for different kinds of companies giving investment advice, Su said.
October 11, 2023
'Snowbirding' in Retirement: 10 Tax and Planning Facts to KnowOwning multiple residences comes with both potentially large benefits and important tax nuances.
October 11, 2023
October Crash? This Month 'Gets a Bad Rap': Carson GroupThose looking for a market tumble figure to be "quite disappointed," chief market strategist Ryan Detrick projects.
October 11, 2023
The Real Reason Your Midsize Firm Isn't GrowingYou might blame flawed marketing, training or client experience, but there's likely a more fundamental culprit.
October 11, 2023
Largest Financial Firms Grapple With Worst Write-Offs in Three YearsJPMorgan, Citigroup, Wells Fargo and BofA are set to report $5.3 billion in combined third-quarter net charge-offs tied to bad loans.
October 11, 2023
Advisor Pleads Guilty to Bilking 45 Clients in Cherry-Picking SchemeThe barred broker faces up to 25 years in prison when he is sentenced Dec. 28.
October 11, 2023
Advisors Divided on How Much Employer Stock Clients Should OwnWhile research suggests holding little or no employer stock, there are behavioral aspects to consider.
October 11, 2023
12 Worst States for Medicare Advantage Sales CompIn some states, independent agents and brokers could get about 50% more than in other states.