These Controversial SEC Rules Are Likely to Get Passed This Year
By Melanie WaddellThe regulator adopted 24 rules in 2023 and is pressing on at a pace that's causing concern.
February 09, 2024
Birny Birnbaum Gives Up NAIC Consumer Rep RoleAfter serving the association for 25 years, he hopes to find another way to improve insurance regulation.
February 09, 2024
FINRA Fines Current, Former LPL Advisors Over False SignaturesThe advisors both agreed to a fine and suspension.
February 09, 2024
12 'Super' Stats for Super Bowl LVIIIHere are some tidbits on the big game, the fans, the bets and, of course, the ads.
February 09, 2024
Lincoln Financial Pushes Capital Levels Back UpEllen Cooper, the CEO, says annuity product updates will be coming out soon.
February 09, 2024
New FINRA Arbitrator Selection Rules Start March 4The changes are intended to make the arbitrator selection process more transparent.
February 09, 2024
SEC Hits 16 Firms With $81M in Texting FinesThe firms agreed to pay the SEC combined civil penalties of more than $81 million.
February 08, 2024
Here's What's Wrong With Ending 401(k) Tax Breaks to Fund Social Security: ICI EconomistOne can portray the U.S. retirement system as unfair, but the real picture is nuanced, Peter Brady says.