UBS Delays Advisor Pay Cut From 12b-1 Fees
By Dinah Wisenberg BrinThe delayed cuts are separate from other compensation changes UBS made this year.
March 26, 2025
Coventry Asks Court for a Life Expectancy Forecaster's RecordsThe firm thinks the forecaster, Lapetus, is too pessmistic about how long people will live.
March 26, 2025
Merrill Bets Big on on New 'Level Up' Training ProgramWith financial advice "at a premium today," Merrill seeks to double assets in five years, exec Ken Correa says.
March 26, 2025
How the Biggest Names in Finance Make March Madness PicksSometimes, the Wall Street pros ditch quantitative analysis for old fashioned bias.
March 26, 2025
CFP Board Floats Rule Changes on Bankruptcy, Drug ConvictionsThe reforms would affect CFP candidates with one bankruptcy or multiple misdemeanor convictions in the distant past.
March 26, 2025
Dynasty Adds Goldman Sachs as CustodianIts independent RIA network also has custodial ties with BNY Pershing, Fidelity and Charles Schwab.
March 26, 2025
LPL Paid Fired CEO $26M in 2024; New CEO Got $4.7MFormer CEO Dan Arnold did lose out on nearly $80 million in outstanding stock options and related assets.
March 26, 2025
Wealth Managers Plan for Growth Amid Market UncertaintyHigh valuations and inflation are their main portfolio risk concerns in 2025, a Natixis Investment Managers survey found.