More Rule Changes Coming: FINRA Chief
By Melanie Waddell"We're looking at a wide range of areas, again based on feedback from our members," Robert Cook says.
October 15, 2025
Jay Shah, Edelman Financial Engines CEO, Steps DownRalph Haberli, who serves as the firm's president, is taking over as the acting leader.
October 15, 2025
Vanguard's Equity Head Joins SEC Investor Advisory CommitteeThe agency added four members to the panel, which advises on regulatory priorities and initiatives.
October 15, 2025
Hightower Rolls Out Branded RIA ChannelAdvisors who join Signature Wealth will get support in operations, marketing, technology and investment management, the firm says.
October 15, 2025
How to Start Conversations With the Wealthy in 12 SituationsJust because people are wealthy does not mean they want to live in a bubble.
October 15, 2025
This Estate Tax Filing Mistake Can Cost Clients MillionsPortability between spouses is a powerful legal construct in estate planning, but it does not apply automatically.
October 15, 2025
Trigger Marketing Can Help You Raise Your Hand at the Right TimeSometimes, clients and prospects really do want to hear from you. The trick is knowing when.
October 15, 2025
What the New Tax Law and Other 2026 Changes Mean for Your PracticeNow you have the rules and the numbers. What do you do with them?