House Subcommittee To Review State Progress At Regulatory Modernization
By Staff WriterNU Online News Service, Nov. 4, 2003, 5:21 p.m. EST -- The Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee of the U.S. House ...
November 04, 2003
Socially Screened Funds Gain AssetsOct. 29, 2003 -- The number of so-called socially responsible mutual funds increased over the last two years, as did assets invested in them, according...
November 04, 2003
Putnam Investments Hires New ChiefNov. 3, 2003 -- Charles E. Haldeman has been named president and chief executive officer of Putnam Investments LLC, replacing Lawrence J. Lasser, who will...
November 04, 2003
SEC Charges Friedlander Second TimeNEW YORK (HedgeWorld.com)--The U.S. Securities and Exchange Commission amended its complaint against Burton G. Friedlander and related companies to include allegations of a US$2 million...
November 04, 2003
Lockwood Offers Mutual Fund SupermarketNU Online News Service, Nov. 4, 2003, 5:32 p.m. EST -- Lockwood Advisors Inc., Malvern, Pa., a subsidiary of The Bank of New York ...
November 04, 2003
Lipper Manager Charged with Fraud by SEC, U.S. AttCHICAGO (HedgeWorld.com)--Former Lipper & Co. LP manager Edward J. Strafaci was hit with a double whammy of civil charges of fraud from the U.S. Securities...
November 04, 2003
Market Timers Seek Alternative Techniques and VenuNEW YORK (HedgeWorld.com)-- Non-traditional, indirect ways to arbitrage markets are emerging while as much as US$1 billion or more in market timing assets may be...