State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Insurers Fight Variable Product Proposal
By Jim ConnollyNU Online News Service, July 22, 9:42 a.m. -- Life insurers and producers are making one last push to stave off a model regulation ...
July 21, 2002
Fed Charter Specter Binds State OfficialsByThe pressure to maintain state authority is acting as a unifying force as legislators prepare to meet in Denver this week to continue work on ...
July 17, 2002
NCSL To Consider Product Filing CompactNU Online News Service, July 17, 7:35 p.m. -- Members of the National Conference of State Legislators will discuss an updated version of the ...
July 11, 2002
John Alden Introduces Bare-Bones Dental PlanNU Online News Service, July 11, 11:24 a.m. -- John Alden Insurance Company, Milwaukee, a unit of Fortis, Brussels, has added a new, bare-bones ...
June 30, 2002
Commissioner: Congress Must Hear State Regulation Is Doing A Good JobCommissioner: Congress Must Hear State Regulation Is Doing A Good Job ByState regulation is doing a good job and that message needs to be delivered ...
June 25, 2002
State Regulators Are Up To Task, Fitzgerald SaysNU Online News Service, June 25, 8:50 a.m. -- State regulation is doing a good job, and that message needs to be delivered to ...
June 23, 2002
Capital Gain Treatment Denied For Agent's Termination PayCapital Gain Treatment Denied For Agent's Termination PayA retired agents attempt to treat his termination payment as capital gain was recently rejected by the Tax ...
June 23, 2002
High Court Upholds State Laws On Independent ReviewsHigh Court Upholds State Laws On Independent ReviewsByWashington In a decision that could have major implications in the debate over patient protection legislation, the United ...