State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Insurers Weigh In On Market Conduct
By Jim ConnollyByInsurance legislators now are reviewing comments before a new round of drafting that could result in a market conduct law that would be a framework ...
January 08, 2004
California Might Revisit Annuity SuitabilityNU Online News Service, Jan. 8, 2004, 5:39 p.m. EST -- California lawmakers probably will take another look at consumer privacy and health care ...
December 18, 2003
NAIC Scrambling To Make Sure All Roads Don't Lead To D.C.NAIC Scrambling To Make Sure All Roads Dont Lead To D.C.ByThe task at hand throughout 2004 will be to develop a roadmap to make sure ...
December 17, 2003
N.Y. Agents Support Tougher CE RequirementsNU Online News Service, Dec. 17, 2003, 12:47 p.m. EST -- Updating the laws and regulations that govern continuing education requirements for insurance agents ...
December 12, 2003
Labor Nixes Paper-Based ERISA Advisor FilingNU Online News Service, Dec. 12, 2003, 5:25 p.m. EST -- The U.S. Department of Labor wants small firms that manage benefit plan investments ...
December 11, 2003
AAHP-HIAA Emphasizes State AdvocacyNU Online News Service, Dec. 11, 2003, 6:55 p.m. EST -- AAHP-HIAA, Washington, says it has hired regional state advocacy directors, expanded its state ...
December 11, 2003
Will The Real Compact Please Stand UpByAnaheim, Calif. An alternate product filing approach announced by three large states was called "reckless" by New York Insurance Superintendent Greg Serio.California, Florida and Texas ...
December 10, 2003
Will The Real Compact Please Stand Up?NU Online News Service, Dec. 10, 2003, 9:56 a.m. EST, Anaheim, Calif. -- California, Florida and Texas announced an alternate product filing approach here ...