State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
The True Costs of Retirement Communities, and How Advisors Can Help
By Rob BurgessCosts for developments like The Villages go far beyond the sticker price, but they can be managed with careful planning.
June 18, 2026
Massachusetts Court Strikes Down Tax Cut Ballot MeasureThe cut would have shrunk tax bills for state residents of all income levels while costing the state more than $5 billion a year.
June 17, 2026
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Even With Marriage Equality, LGBTQ+ Clients Have Planning ChallengesMany of these clients do not have children, advisors note, complicating retirement and estate planning.
June 17, 2026
$3.5B Team Leaves UBS; $1.2B Advisor Joins FirmBeacon Coast Partners, which serves UHNW individuals and families, is launching an employee-owned RIA.
June 16, 2026
How State Tax Residency Is Becoming a Balance-Sheet IssueWhere wealthy families live affects where income is sourced, where a business is sold and where trusts are administered.
June 16, 2026
Cresset Appoints Head of Family Office ServicesMark Tremblay, from Bessemer Trust, says regular advisors can take a page from a family office's holistic approach.
June 16, 2026
12 States Where Advisor Income Decreased the Most in 2025Of the 40 states with available data, SmartAsset reports, 12 states saw median advisor income decline year over year.
June 15, 2026
Which Comments on New Rules Get Read? Which Get Dropped? — SEC RoundupTwo professors discuss their paper revealing whose voices are codified into law and whose are quietly discarded.