State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Trial Underway for Ex-Banker Charged With Murdering BofA Exec
By Dinah Wisenberg BrinAnthony Duwayne Turner is fighting charges that he killed Michelle Avan, his former girlfriend.
June 03, 2025
BlackRock Escapes Texas Oil-Boycott Blacklist After ESG RetreatThe state's pension funds and investment accounts can buy the firm's shares and ETFs and hire it for advice.
May 30, 2025
RIA Growth Could Stall in 2025: ReportWhile the number of SEC-registered advisors grew in 2024, economic and other factors could shift that trend.
May 28, 2025
Let States Regulate Insurance AI, Industry Group SaysThe American InsurTech Council opposes efforts to restrict state oversight for 10 years.
May 23, 2025
New York's Annuity Replacement System Is Too Slow, Lawmakers SayTheir reasoning may spell trouble for product comparison requirements at the purchase stage.
May 22, 2025
Trial Date Set for Ex-Banker Charged With Killing BofA ExecAnthony Duwayne Turner's trial is set for June; a planned pretrial hearing involves a motion to dismiss the case.
May 22, 2025
Texas Bill Could Speed Up Annuity Exchanges and TransfersInsurers would have to complete many of the transactions within 30 days after receiving a request.
May 20, 2025
Judge Rejects $40M Class-Action Settlement in Vanguard Target-Date Selloff CasePlaintiffs will get a better deal under an SEC settlement, the judge found.