Florida
Get the latest on Florida's financial regulations, enforcement actions and litigation.
Widow Wins $1.2M From UBS Over Annuity, Margin Loan
By Melanie WaddellThe advisor's recommendations and management style resulted in the client "essentially breaking even" over 11 years, her lawyer says.
April 29, 2026
Judge Enters Final Order in 'Dr. Cash' Ponzi SchemeAn unregistered advisor serving three years in prison must pay $1.7 million related to a fictitious investment fund.
April 20, 2026
12 U.S. Cities Where Home Values Fell Most in a YearPrices fell in 70% of big cities between 2025 and 2026, SmartAsset finds.
April 17, 2026
New Bills Boost Caregivers' Retirement Savings OptionsThe acts would allow Roth IRA contributions without earned income and add five years to catch-ups.
April 10, 2026
12 Cities Where a $100,000 Salary Buys the MostThe real purchasing power of a six-figure income, SmartAsset research finds, depends largely on location and lifestyle.
April 07, 2026
12 States With the Lightest Tax Burdens: 2026WalletHub's research seeks to clarify how U.S. taxpayers are affected by complex federal and state tax codes.
March 18, 2026
Should Your Client Relocate in Retirement?It's important to look at the whole picture — financial and otherwise.
March 13, 2026
Here's How Advisors Can 'Make It Rain'One speaker at a recent industry event said clients need advisors to "solve a problem" — meaning connect "with their pain."








