State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Top 10 States With Least Generous Wealthy Donors
By Michael S. FischerA Business Insider report focused its ranking on tax filers with incomes exceeding $500,000.
November 26, 2018
NASAA Keeps Waiver, Exam Fees the Same for 2019Enrollment fees for the NASAA Series 63, 65 and 66 exams will stay at last year's levels.
November 21, 2018
Federal Court Gives UnitedHealth a Break from N.Y. Risk-Adjustment AdjustmentState regulators want to redistribute insurer cash to ease the effects of federal redistribution of insurer cash.
November 19, 2018
SEC Releases Updated FAQ on Forms N-PORT, N-CENFAQ guidance sets out compliance dates for both forms.
November 15, 2018
5 Reasons This Week's NAIC Meeting Is... DifferentThe nation's insurance regulators are convening just 180 miles from a major disaster area.
November 13, 2018
Democrat Sinema Wins Republican-Held Senate Seat in ArizonaSinema started out in the Green Party, but she has distanced herself from single-payer health care proposals.
November 06, 2018
NAIC Working Group Set to Hammer Out Annuity Sales Model RegThe goal of the state insurance commissioners is not quite a best-interest standard.
November 02, 2018
Joe Manchin's Plan to Hold on Deep in Trump TerritoryOne of his messages is the importance of protecting federal health care programs.