State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Industry Groups Express Support for OCC Fintech Charter
By Danielle AndrusSupporters argue that fintech regulations should be tailored to firms' individual risk and business models.
December 29, 2016
New York Pushes Back Cybersecurity Mandate by 2 MonthsThe state's financial services department says it is retaining the general parameters of its requirements, despite negative comments.
December 27, 2016
Trump's win was unusual, not historicThe truly historic elections reshape or realign U.S. politics. There are many reasons to believe that 2016 isn't one of them.
December 16, 2016
States ratify Anthem cyber attack settlementThe National Association of Insurance Commissioners has approvals from 18 states, including California and Indiana.
December 15, 2016
Could complying with the DOL rule give insurers a competitive advantage?Best-of-breed life and P&C insurers do better financially than their peers on such key business metrics as premium revenue, return on equity and the bottom line.
December 15, 2016
Could complying with the DOL rule give insurers a competitive advantage?Best-of-breed life and P&C insurers do better financially than their peers on such key business metrics as premium revenue, return on equity and the bottom line.
December 15, 2016
Supreme Court Leaves Insider-Trading Law AloneInsiders who corruptly misuse corporate information are guilty of insider trading. Investment analysts who call up the companies and asking them questions, are not.
December 14, 2016
ACA exchanges near major 2017 signup deadlineSome ACA exchanges have reported solid open enrollment period activity.