State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
When Older Clients Remarry, Prepare for These Planning Challenges
By Rob BurgessMerging two established financial lives creates complications that aren't usually faced by younger couples.
August 10, 2026
10 Hottest Luxury Neighborhoods: 2026Even in a buyers' market, strong demand outpaces supply in many high-end locations, Redfin finds.
August 07, 2026
Regulators Consider Tougher Annuity Reinsurance RulesThe change could have the most effect on the issuers that offer the best rates.
August 07, 2026
PRO
How Husbands' Early Social Security Claims Can Put Widows at RiskCouples who time their claims without considering survivor benefits are "asking the wrong question," an advisor says.
August 06, 2026
Nearly Half of This Social Security Benefit Goes UnclaimedForty-five percent of eligible children don't get survivor benefits, but advisors can help.
August 06, 2026
Watch This Trend Around Qualified Small-Business StockAt least seven states do not recognize the exclusion of capital gains on this stock, and the list is growing.
August 06, 2026
Corient Adds $21B Summit Trail AdvisorsThe transaction brings the Miami-based wealth management firm to about $556 billion in AUM.
August 06, 2026
12 Cities Where Income Grew MostHouseholds in these cities are offsetting the effect of inflation, SmartAsset finds.