State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Annuity Owner Offers NAIC a Revised Annuity Buyer's Guide

August 18, 2026

Annuity Owner Offers NAIC a Revised Annuity Buyer's Guide
FINNY Launches 'Pay-as-You-Grow' Fee Model

August 18, 2026

FINNY Launches 'Pay-as-You-Grow' Fee Model
July CFP Exam Turnout Sets Record

August 18, 2026

July CFP Exam Turnout Sets Record
Best Colleges in 10 Categories: Princeton Review, 2026

August 18, 2026

Best Colleges in 10 Categories: Princeton Review, 2026
12 Fastest-Growing States by Population

August 18, 2026

12 Fastest-Growing States by Population
Regulators Save Annuity Buyer Access to Issuer Risk-Based Capital Scores

August 17, 2026

Regulators Save Annuity Buyer Access to Issuer Risk-Based Capital Scores
Carson Group Hires SVP of Business Development

August 17, 2026

Carson Group Hires SVP of Business Development