State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
BlackRock, Vanguard and State Street Sued by 11 States
By Saijel KishanTexas and other states allege the asset managers broke antitrust laws by boosting electricity prices through their investments.
November 04, 2024
On Today's Ballots: 5 Commissioner Races and a Public LTC ProgramOne insurance commissioner race involves a man who is believed to be the tallest elected official on Earth.
October 31, 2024
Millionaire Tax Vote Opens Door to New Clash Over Chicago WealthIllinois voters will weigh in on a proposed extra levy of 3% on annual incomes of over $1 million that aims to lower property taxes.
October 29, 2024
Cause of Death Found for Wells Fargo Employee Who Died at DeskThe body of Denise Prudhomme, 61, was discovered days after she'd scanned into the office.
October 24, 2024
State Regulators Find Fraud on the Rise in Digital Assets, Social MediaPublic tips and investor complaints are also rising, according to NASAA.
October 22, 2024
How Medicare Advantage Cuts Have Hurt the 2025 Plan MarketTrade groups have analyzed new CMS data to measure the toll of rising care costs and policy changes.
October 18, 2024
Fidelity, Russell and SEI Quizzed by DOJ as Ken Leech Probe Ramps UpMoney managers that used Western Asset Management to help invest their bond portfolios are being questioned by authorities.
October 16, 2024
State Tax Ballot Measures to Watch in NovemberTax questions on income, property, capital gains and more are up for votes on Election Day.