State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
SEC Issues Concept Release On SOX
By Jim ConnollyThe U.S. Securities and Exchange Commission issued a concept release focusing on internal control reporting requirements under the Sarbanes-Oxley Act of 2002. According to one ...
July 05, 2006
New Jersey Keeps Insurance Officials Off JobThe Garden State is continuing to operate without a fully functioning Department of Banking and Insurance.New Jersey Gov. Jon Corzine and state lawmakers have failed ...
June 29, 2006
Flood Closes New Jersey Regulators' OfficesHeavy rains in and around the Trenton, N.J., area have forced the New Jersey Department of Banking and Insurance to close its offices for a ...
June 25, 2006
Ignoring RedwoodsIn San Francisco earlier this month, the tiff over entry into regulator-only meetings at the National Association of Insurance Commissioners heated up.A state legislator, Rep. ...
June 20, 2006
Uniformity Backers Test Water With Surplus BillA life insurance official will testify Wednesday before a House panel on a bill that could require states to establish a uniform system of regulation ...
June 20, 2006
Uniformity Backers Test Water With Surplus BillA life insurance official will testify Wednesday before a House panel on a bill that could require states to establish a uniform system of regulation ...
June 18, 2006
Compact Commission Holds Inaugural MeetingState insurance regulators, insurers and producers celebrated the launch of the Interstate Insurance Product Regulation Commission here last week and started the business of putting ...
June 18, 2006
Compact Commission Holds Inaugural MeetingState insurance regulators, insurers and producers celebrated the launch of the Interstate Insurance Product Regulation Commission here last week and started the business of putting ...