State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Show Me State Gives Agency More Responsibility
By Staff WriterThe old Missouri Department of Insurance has become the Missouri Department of Insurance, Financial Institutions and Professional Registration.Missouri officials renamed the department after giving it ...
August 14, 2006
Insurer Temporarily Stops Selling In Sunshine StatePenn Treaty American Corp. says one of its main operating subsidiaries will stop selling new Florida insurance policies while it is clearing up paperwork delays.Penn ...
August 08, 2006
New York Updates Plastic Surgery StandardsEmpire State health insurers may not have to pay for liposuction or ordinary nose jobs, but they should pay for plastic surgery that is medically ...
August 08, 2006
New York Updates Plastic Surgery StandardsEmpire State health insurers may not have to pay for liposuction or ordinary nose jobs, but they should pay for plastic surgery that is medically ...
August 03, 2006
Official: Regulatory System Hurts Us OverseasOfficials at the Treasury Department are not yet sure how they want the insurance regulatory system to change, but they believe there is wide agreement ...
August 03, 2006
Official: Regulatory System Hurts Us OverseasOfficials at the Treasury Department are not yet sure how they want the insurance regulatory system to change, but they believe there is wide agreement ...
August 01, 2006
A Process, Not a DestinationWith the advent of SEC Rule 206(4) 7, which requires SEC-registered investment advisors to implement and maintain policies and procedures appropriate for their investment advisory...
August 01, 2006
Out of FocusA couple of hundred years ago when I was an editor at Worth, like many consumer magazines we conducted a fair number of focus groups....