State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Pershing Hosts Powell, Other VIPs near Miami
By Janet LevauxThe annual Pershing INSITE conference keeps getting bigger and better, event organizers say. This year's INSITE 2007, held June 6-8 at the Westin Diplomat Resort...
June 21, 2007
Lawmakers Continue To Press For Open MeetingsMembers of the National Conference of Insurance Legislators should look at state open meeting laws to make sure that state representatives do not attend closed ...
June 20, 2007
Lawmakers Continue To Press For Open MeetingsMembers of the National Conference of Insurance Legislators should look at state open meeting laws to make sure that state representatives do not attend closed ...
June 19, 2007
Feds Let Bank Of Ireland Manage Plan InvestmentsA well-regulated U.S. branch of a foreign bank can manage collective investment funds for U.S. employee benefit plans.Louis Campagna, chief of the Fiduciary Interpretations Division ...
June 19, 2007
Humana To Scoop Up CompBenefitsA managed care company has agreed to acquire a dental and vision benefits company.Humana Inc., Louisville, Ky., will be paying $360 million for CompBenefits Corp., ...
June 15, 2007
North Dakota AG Says Open Meetings Law Not ViolatedThe North Dakota Attorney General ruled today that North Dakota Insurance Commissioner Jim Poolman has not violated state open meeting laws by participating in closed ...
June 15, 2007
North Dakota AG Says Open Meetings Law Not ViolatedThe North Dakota Attorney General ruled today that North Dakota Insurance Commissioner Jim Poolman has not violated state open meeting laws by participating in closed ...
June 15, 2007
Researchers Map Gaps In Diabetes CareThe United States could cut health care costs significantly and improve care for 4 million people with diabetes significantly if health insurance ownership rates in ...