State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Filing Compact Expands
By Staff WriterMissouri is joining the Interstate Insurance Product Regulation Compact.
July 10, 2009
State Keeps Top RegulatorMichael McRaith will continue to be the head of the Illinois agency that oversees the state's insurance industry.
July 10, 2009
Editor's Choice for July 10The Treasury Department sent "Legislation for Strengthening Investor Protection" to Capitol Hill on July 10.
July 05, 2009
IIPRC Offers Prorated FeesInsurers can register to use the Interstate Insurance Product Regulation Commission for the rest of the year for just $2,500.
July 01, 2009
Regulators Fight Budget WoesThe economic crisis is starting to cause noticeable problems for state insurance departments.
July 01, 2009
Lessons From Down UnderThe United States and Australia share many similarities. Both nations began their histories as colonial possessions of the British Empire and despite attracting immigrants from...
June 29, 2009
The Obama Rules - what they mean to advisorsOn June 17, President Obama unveiled a sweeping package of regulations aimed at the financial services industry. A brief summary of the regulations includes: Letting the states retain much of their current regulatory oversight. Creation
June 29, 2009
NAVA CEO Sees No Need for Additional Insurance RegulatorWeatherford also reaffirmed NAVA's commitment to the consumer protection principles of transparency, suitable sales and education, and training.