State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Getting Clarity on the NAIC
By Warren S. HerschIn the wake of the seismic 2010 mid-term elections, market-watchers of the insurance regulatory landscape will be keeping tabs as much on developments in Kansas City and New York as they will in Washington.
November 21, 2010
Getting Clarity on the NAICIn the wake of the seismic 2010 mid-term elections, market-watchers of the insurance regulatory landscape will be keeping tabs as much on developments in Kansas City and New York as they will in Washington.
November 19, 2010
Regulators Fail to Reach Pact on Surplus Lines and ReinsuranceState regulators and legislators today failed to reach agreement on a model law needed to implement the federal legislation reforming and modernizing regulation of the surplus lines and reinsurance industries.
November 18, 2010
PPACA, State-by-State: A Q&A with Indiana Insurance Commissioner Stephen RobertsonAs part of a regular series featuring interviews with state regulators, Robertson discusses his state's challenges and hopes when it comes to health care reform
November 17, 2010
PPACA, State-by-State: A Q&A with Indiana Insurance Commissioner Stephen RobertsonAs part of a regular series featuring interviews with state regulators, Robertson discusses his state's challenges and hopes when it comes to health care reform
November 11, 2010
PPACA, State-by-State: A Q&A with Illinois Director of Insurance Michael McRaithAs part of a regular series featuring interviews with state regulators, McRaith discusses his state's challenges and hopes when it comes to health care reform
November 11, 2010
Dodd-Frank, Fiduciary and the 'Switch'The SEC should avoid efforts to adopt or otherwise promulgate a fiduciary standard for brokers that is any less stringent than the Investment Advisers Act fiduciary standard.
November 10, 2010
PPACA, State-by-State: A Q&A with Illinois Director of Insurance Michael McRaithAs part of a regular series featuring interviews with state regulators, McRaith discusses his state's challenges and hopes when it comes to health care reform