State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Producers on Federal Charters: Premium Tax Revenue a Non-Issue
By Arthur D. PostalInsurance agents and brokers who support creation of a federal insurance charter say predictions that a federal charter would reduce state premium tax revenue are misleading.
January 07, 2011
New Jersey Joins IIPRCNew Jersey is entering the Interstate Insurance Product Regulation Compact.
January 07, 2011
Jersey Joins the Compact. So What?A news item came in yesterday from the Interstate Insurance Product Regulation Commission announcing that New Jersey had officially joined the Interstate Insurance Compact with ...
January 07, 2011
Jersey Joins the Compact. So What?A news item came in yesterday from the Interstate Insurance Product Regulation Commission announcing that New Jersey had officially joined the Interstate Insurance Compact with ...
January 07, 2011
Outlook 2011, Advisors: Top 10 Challenges for BDs, RIAs, WirehousesFinding alpha, conducting due diligence, fiduciary and budget woes top the year's challenges for all advisors.
January 06, 2011
NCOIL to Congress: Fed Charter Would Cost States DearlyThe National Conference of Insurance Legislators has sent a letter to all members of the new Congress warning them that a federal insurance charter could ultimately cost states up to $16 billion in annual revenue.
January 05, 2011
NCOIL to Congress: Fed Charter Would Cost States DearlyThe National Conference of Insurance Legislators has sent a letter to all members of the new Congress warning them that a federal insurance charter could ultimately cost states up to $16 billion in annual revenue.
January 04, 2011
Mary Jo Hudson Resigns from Ohio Insurance PostOhio Insurance Director Mary Jo Hudson has announced plans to resign Jan. 10.