State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Regulators Fueled Facebook Flop
By Ron DeLeggeThe fiasco surrounding the IPO of Facebook (FB) was a classic comedy of errors, with stock underwriters, exchange operators and the companys insiders denying everything and blaming everyone but themselves.
June 11, 2012
The Geography of Abortion (The Atlantic)Based on data from the Guttmacher Institute, 37 states are below the national average of 19.1 abortions per 1,000 women while 13 states are above the national average.
June 07, 2012
State Insurance Department Budgets Slip for Fiscal Year 2013: NAICCalifornia, New York and Texas remain behemoths of staffing while other states feel the pinch of cutbacks.
June 07, 2012
State Insurance Department Budgets Slip for Fiscal Year 2013: NAICCalifornia, New York and Texas remain behemoths of staffing while other states feel the pinch of cutbacks.
June 06, 2012
New York Move Makes Some LTCI More PortableNew York will now treat many states' LTC partnership policies as if they were homegrown partnership policies, and vice versa.
June 06, 2012
SRO Hearing in the HouseBroad fissures within the investment advisory community over how the industry should be regulated going forward were exposed today at a House hearing.
June 06, 2012
SRO Hearing in the HouseBroad fissures within the investment advisory community over how the industry should be regulated going forward were exposed today at a House hearing.
June 01, 2012
New York Forges Unclaimed Property RuleNew York has imposed new rules on insurers regarding identifying recently-deceased policyholders.