State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

PPACA: NAIC Pans Multi-State Plan Notice

By Allison Bell
Remember the Alamo!

August 07, 2011

Remember the Alamo!
NAFA speaks out on Dodd-Frank

July 28, 2011

NAFA speaks out on Dodd-Frank
NAFA speaks out on Dodd-Frank

July 27, 2011

NAFA speaks out on Dodd-Frank
Raymond James Settles ARS Issues

July 26, 2011

Raymond James Settles ARS Issues
States Move to Tap Into Shale Deposit; Environmentalists Balk

July 12, 2011

States Move to Tap Into Shale Deposit; Environmentalists Balk
Oregon Enters IIPRC

July 06, 2011

Oregon Enters IIPRC
Oregon Enters IIPRC

July 06, 2011

Oregon Enters IIPRC