State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York State Bill Could Double Annuity Income Tax Exemption for Older Residents
By Allison BellThe proposed increase would apply to taxpayers 59 1⁄2 and older.
December 11, 2024
Former Agent Charged With $900K Long-Term Care Insurance Fraud in CaliforniaThe woman and her father collected benefits, but surveillance showed they could get by on their own, prosecutors say.
December 10, 2024
LPL Network Firm Worker Pleads Not Guilty to Double MurderRamy Fahim is charged with killing a co-worker and the co-worker's roommate.
November 27, 2024
BlackRock, Vanguard and State Street Sued by 11 StatesTexas and other states allege the asset managers broke antitrust laws by boosting electricity prices through their investments.
November 20, 2024
Kentucky Advisor Accused of Bilking 73-Year-Old ClientDaniel Deno, a bank advisor registered with LPL, was jailed and charged with theft and fraud.
November 06, 2024
5 Ways Trump's Election Could Affect Life and Annuity PlayersThe climate for rollover sales standards and federal estate taxes will change.
November 04, 2024
On Today's Ballots: 5 Commissioner Races and a Public LTC ProgramOne insurance commissioner race involves a man who is believed to be the tallest elected official on Earth.
October 31, 2024
Millionaire Tax Vote Opens Door to New Clash Over Chicago WealthIllinois voters will weigh in on a proposed extra levy of 3% on annual incomes of over $1 million that aims to lower property taxes.