State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
PPACA, State-by-State: A Q&A with Indiana Insurance Commissioner Stephen Robertson
By Staff WriterAs part of a regular series featuring interviews with state regulators, Robertson discusses his state's challenges and hopes when it comes to health care reform
November 11, 2010
Dodd-Frank, Fiduciary and the 'Switch'The SEC should avoid efforts to adopt or otherwise promulgate a fiduciary standard for brokers that is any less stringent than the Investment Advisers Act fiduciary standard.
November 10, 2010
PPACA, State-by-State: A Q&A with Illinois Director of Insurance Michael McRaithAs part of a regular series featuring interviews with state regulators, McRaith discusses his state's challenges and hopes when it comes to health care reform
November 08, 2010
NAIC Panel to Hold Ratings HearingThe Rating Agency Working Group will hold a hearing at 11 a.m. Nov. 18 on use of the major rating agencies' public finance ratings in insurance regulation.
November 03, 2010
Election 2010, States: GOP Gains Governorships; Prop 24 Defeated in CaliforniaAdvisors and their clients may have focused on Congressional races, but the voting results present some interesting developments on the state level.
October 28, 2010
NAIC annuity training platform to launch in NovemberThe Insured Retirement Institute (IRI) and RegEd, a financial industry training company, signed Tuesday a letter of intent to offer a product-specific training platform.
October 28, 2010
PPACA, State-by-State: A Q&A with Arkansas Insurance Commissioner Jay BradfordAs part of a regular series featuring interviews with state regulators, Bradford discusses his state's challenges and hopes when it comes to health care reform
October 28, 2010
At Schwab Impact, Condoleezza Rice Addresses Political, Financial Issues"Today's headlines and history's judgment are rarely the same," Condoleezza Rice said Thursday evening to a receptive audience at Schwab Impact 2010 in Boston.