State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Annuity Suitability: Assessing Compliance Risk
By Kathy DonovanRecent market conduct exams in California and Ohio provide a road map for insurers on how to meet annuity suitability requirements.
September 12, 2012
NAIFA Also Is Concerned About State IssuesWhile dangers posed by Congress and federal regulators to life insurance professionals were a chief focus of the NAIFA Career Conference and Convention that concluded in Las Vegas on Tuesday, issues of concern at the state level also were aired.
September 12, 2012
NAIFA Also Is Concerned About State IssuesWhile dangers posed by Congress and federal regulators to life insurance professionals were a chief focus of the NAIFA Career Conference and Convention that concluded in Las Vegas on Tuesday, issues of concern at the state level also were aired.
September 12, 2012
EC President Unveils Banking Union PlanThe plan laid out by President Jose Manuel Barroso would not only allow the ECB to supervise all eurozone banks, but would also give it jurisdiction over a broader, and at first voluntary, EU banking base.
September 05, 2012
Washington State Adjusts Partnership Inflation RulesWhen prices drop, a carrier can use the decrease to offset a CPI increase in a later year.
September 04, 2012
Moody’s Cuts EU Rating OutlookThe ratings agency warned that risks to four key budget contributorsFrance, Germany, the U.K. and the Netherlandscould take the whole group down.
August 31, 2012
Researchers: More Leave, More MarrowState donor leave laws may have different effects on supplies of different body parts.
August 31, 2012
Researchers: More Leave, More MarrowState donor leave laws may have different effects on supplies of different body parts.