State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

The 2012 Elections: Deal with it

November 09, 2012

The 2012 Elections: Deal with it
New W.Va. attorney general wants say on PPACA

November 09, 2012

New W.Va. attorney general wants say on PPACA
Pols

November 07, 2012

Pols
Election 2012: The eleventh hour

November 06, 2012

Election 2012: The eleventh hour
Election 2012: The eleventh hour

November 06, 2012

Election 2012: The eleventh hour
NAIC, BCBSA to OPM: Don't override state authority

November 02, 2012

NAIC, BCBSA to OPM: Don't override state authority
NASAA to advisors: Help seniors avoid investment traps

October 31, 2012

NASAA to advisors: Help seniors avoid investment traps