State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

High court hears same-sex marriage arguments

March 27, 2013

High court hears same-sex marriage arguments
Massachusetts Floats Criminal Background Checks for Advisors

March 26, 2013

Massachusetts Floats Criminal Background Checks for Advisors
Florida panels OK LTCI marketing bills

March 26, 2013

Florida panels OK LTCI marketing bills
Top 20 Countries for Foreign Investment

March 19, 2013

Top 20 Countries for Foreign Investment
Lost in translation

March 19, 2013

Lost in translation
Captives, SPV subgroup draft recommends fixes to system

March 14, 2013

Captives, SPV subgroup draft recommends fixes to system
NARAB II introduced in House and Senate

March 12, 2013

NARAB II introduced in House and Senate