State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Advisors, Get Paranoid: Your Firm Is a Hacker’s Candy Store
By Danielle AndrusHackers dont just want money. Financial advisors have access to valuable information, not to mention connections to other advisors with their own assets and information.
August 06, 2014
State regulators may vote on LTCI rate proposalsInsurers may have to do more to justify initial rates and rate increase requests.
August 06, 2014
State regulators may vote on LTCI rate proposalsInsurers may have to do more to justify initial rates and rate increase requests.
August 04, 2014
Top 10 states for pension spendingA list of the top 10 states that saw the greatest total economic impact of DB pension expenditures.
August 04, 2014
Top 10 states for pension spendingA list of the top 10 states that saw the greatest total economic impact of DB pension expenditures.
July 22, 2014
Court issues contradictory ruling on PPACA plan subsidiesThe second major PPACA ruling of the day could lead to a Supreme Court showdown.
July 22, 2014
Court issues contradictory ruling on PPACA plan subsidiesThe second major PPACA ruling of the day could lead to a Supreme Court showdown.
July 18, 2014
US ‘Largest Growth Opportunity in the World’ for SchrodersGlobal asset manager Schroders is on a big U.S. expansion push, focusing on "core" strategies for clients.