State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

FIO report released at last

By Elizabeth D. Festa
What if your exchange site changes?

December 10, 2013

What if your exchange site changes?
SEC’s Aguilar Laments Slow Adoption of Reg D Protections

December 09, 2013

SEC’s Aguilar Laments Slow Adoption of Reg D Protections
Fed site gives unusable Medicaid data

December 05, 2013

Fed site gives unusable Medicaid data
Ill. pension fight could create deeper fiscal hole

December 05, 2013

Ill. pension fight could create deeper fiscal hole
Ill. pension fight could create deeper fiscal hole

December 05, 2013

Ill. pension fight could create deeper fiscal hole
Exchange plan networks still a mystery

December 04, 2013

Exchange plan networks still a mystery
Ill. lawmakers taking up bill to fix pension mess

December 03, 2013

Ill. lawmakers taking up bill to fix pension mess