State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Medical marijuana leaves workers’ comp in cloud of confusion
By Stephenie OvermanFederal vs. state on the issue of weed.
January 30, 2014
Senate passes NARAB billThe legislation is modeled after the National Association of Securities Dealers and will be a completely voluntary, self-regulating organization.
January 28, 2014
More gov't oversight of insurance industry?A Wharton School professor suggests that the industrys current state-based regulatory system is out of date and is focused on the wrong problems.
January 28, 2014
NARAB bill under White House scrutinyThe administration has concerns about a provision that could limit who the president could nominate to the NARAB board.
January 28, 2014
NARAB bill under White House scrutinyThe administration has concerns about a provision that could limit who the president could nominate to the NARAB board.
January 27, 2014
Overseeing the Supervisor: The States Crack DownThe states are scrutinizing CCOs and firm managers to determine whether they should register as an IAR, even if they don't provide advisory services.
January 27, 2014
Texas adds navigator rulesResidents can help spouses, in-laws and close blood relatives -- but not cousins -- without special training.
January 27, 2014
Texas adds navigator rulesResidents can help spouses, in-laws and close blood relatives -- but not cousins -- without special training.