State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
5 things to know: HUD's elderly housing proposal
By Allison BellConverting ordinary apartments into assisted living units may be harder than it sounds.
February 18, 2015
Schwab Settles 2009 Auction-Rate Securities SuitNew York claimed Schwab engaged in fraudulent and deceptive conduct in promoting the investments.
February 13, 2015
The curious saga of the Oregon governorKitzhaber was the backer of an exchange with a notoriously troubled website.
February 05, 2015
PPACA rate reviews: Ideas for making them more openSome consumer reps think states could do more to let the sunlight in.
February 05, 2015
PPACA rate reviews: Ideas for making them more openSome consumer reps think states could do more to let the sunlight in.
February 02, 2015
Is There Really an Advisor Exam Problem?Head scratching continues over what to do about boosting SEC advisor exams or whether the supposed deficiency is just a political football.
January 30, 2015
Greenberg calls decade-old AIG fraud suit futileGreenberg calls the case a waste of taxpayer money.
January 28, 2015
10 PPACA exchanges with upmarket appealIn some states, the exchanges are doing well with non-subsidy customers.