State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
15 Hottest U.S. Housing Markets in 2026
By Michael S. FischerHomebuyers will see some improvement in their bargaining power, Realtor.com projects, as affordability and inventory tick higher.
November 24, 2025
Advisor Pleads Guilty to Conning Venezuelans, Others in $94M SchemeAndrew Hamilton Jacobus could face 20 years in federal prison, the Justice Department says.
November 19, 2025
Barred Advisor Gets 3-Year Sentence for Bilking Friends, Relatives Out of $3MRobert C. Starnes, who took more than a dozen people's retirement savings, also must pay restitution.
November 06, 2025
10 States With the Biggest Hikes in ACA PremiumsRate filings for 2026 show large differences in health insurance costs across the 50 states, MoneyGeek research finds.
October 31, 2025
Female Supervisor Sexually Harassed JPMorgan Chase VP, Lawsuit ClaimsMarvin Holston is suing the bank, alleging that a market director created a hostile work environment.
October 24, 2025
Debate: Are State Auto-IRAs Good for Savers?Most require that employees be enrolled at a set deferral rate if the employer does not sponsor a plan.
October 23, 2025
Life Insurers Back Risk-Based Capital Ratio TransparencyTheir trade group is opposing a proposal to make insurers' financial wellness summary statistics confidential.
October 17, 2025
State Regulators See Rise in Tech-Related SchemesInvestment frauds connected to social media use have been identified as "significant dangers" in an enforcement report.