State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
UnitedHealth to pull out of California PPACA market
By Jack Craver and Allison BellUnitedHealth will stay on the Nevada, New York and Virginia exchanges. Harken will operate in three states.
May 27, 2016
Maintaining Attorney-Client Privilege During a Mock ExamConducting a mock exam will effectively act as an evidentiary roadmap for regulators when an actual examination of the advisors business is initiated.
May 17, 2016
10 states where older residents have more syphilisAn old underwriting enemy is hitting people over 40 harder than it used to.
May 12, 2016
Top 5 Things Financial Planners Need to Know About a DivorceThese five commonly asked questions can assist financial planners in understanding the divorce process and the role that finances play.
May 05, 2016
Big money pours millions into ballot initiative battlesIn Colorado, Anthem is fighting ColoradoCare, a single-payer health care proposal.
May 03, 2016
FiveThirtyEight's Nate Silver: Expect Trump to be the GOP nomineeThe GOP, said Nate Silver, has for too long ignored the mounting alienation of groups backing Donald Trump.
May 02, 2016
7 states where the ‘super twin’ birth rate plummetedThe improved numbers may have helped to hold down neonatal intensive care spending.
April 27, 2016
Chris Paulitz: FSI's Quiet Force — The 2016 IA 25The face of FSI is clearly Dale Brown, but theres been another consistent, knowledgeable and effective force helping FSI grow its membership and influence.