State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
What Is the 2016 Election About? Nathan Gonzales Attempts to Clarify
By Danielle AndrusWhat draws people to Trump? Can he win or will Clinton hang on? The Rothenberg & Gonzales Political Reports Nathan Gonzales explains.
September 19, 2016
Gilead-backed advocates pressuring states to cover pricey pillsThe drug company says its donations have nothing to do with the court battle.
September 19, 2016
Gilead-backed advocates pressuring states to cover pricey pillsThe drug company says its donations have nothing to do with the court battle.
September 16, 2016
Registered Advisors Hit by More State Enforcement Actions in 2015: NASAA SurveyNASAAs just-released enforcement survey notes high percentage of frauds were perpetrated in 2015 through the internet and via CPAs and lawyers.
September 14, 2016
GRAT Valuation Discounts Disappearing SoonClients have a short window to use valuation discounts for transfers of interest in family businesses under Treasurys current rules.
September 13, 2016
Greenberg’s ‘day of reckoning’ over AIG fraud claims arrivesTo this day, the 91-year-old Greenberg maintains Spitzer had a personal vendetta and sued after Greenberg accused him of prosecutorial overreach.
September 13, 2016
Greenberg’s ‘day of reckoning’ over AIG fraud claims arrivesTo this day, the 91-year-old Greenberg maintains Spitzer had a personal vendetta and sued after Greenberg accused him of prosecutorial overreach.
September 12, 2016
The strange case of off-patent drug price gougersThe cost of the long-term political backlash could be much higher than the short-term gains.