Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
House Panel OKs Bill to Limit Data Collection From Insurers
By Allison BellThe House Financial Services Committee also rejected new FSOC rules for deciding which nonbanks need Fed oversight.
April 17, 2024
IRS Waives 2024 RMDs for IRA Beneficiaries Under 10-Year Rule"Here we go again," Ed Slott tells ThinkAdvisor.
April 16, 2024
Critics Continue Fight Two Unpopular Social Security ProvisionsSocial Security's windfall elimination provision and government pension offset rules can be particularly hard on surviving spouses.
April 16, 2024
Transamerica Hires Former Crump Life CEORobert Carney will head individual life and annuity distribution.
April 16, 2024
DOL's Su to Ask Lawmakers for $4.7M to Implement Secure 2.0EBSA will implement a wide range of retirement-focused provisions and new requirements under Secure 2.0, she says.
April 16, 2024
HealthCare.gov Blasts Reports of Unauthorized Plan SwitchingOfficials are asking consumers to call about surprise coverage changes.
April 16, 2024
Advisor on FBI's 'Most Wanted' List Arrested on Fraud ChargesAuthorities say William Jack Berg defrauded his clients, using their $1.5 million for his own benefit.
April 16, 2024
Life and Annuity Issuers Could Help Break the Banks: EconomistsA working paper details potential problems at mutual funds, pension plans and broker-dealers, as well as insurers.