DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
The 2 biggest causes of fiduciary liability in 401(k)s
By Chris CarosaIt all comes down to this: Follow the money.
September 10, 2013
DOL fiduciary plan hits delayAt the FSI Advisor Summit, Borzi confirmed the revamped proposal will include IRAs.
September 10, 2013
DOL Fiduciary Plan Hits Delay, Borzi SaysThe revamped proposal will include IRAs, DOL assistant secretary Phyllis Borzi confirmed at the FSI advisor summit.
August 29, 2013
DOL pressing forward on fiduciaryWhile the DOL may succeed in getting a revamped fiduciary plan to OMB, its likely to get stalled there.
August 26, 2013
DOL Pressing Forward on FiduciaryAccording to the Semiannual Regulatory Agenda for the Department of Labors Employee Benefits Security Administration, a reproposal to amend the definition of fiduciary under the Employee Retirement Income Security Act (ERISA) will come in October.
August 07, 2013
Senate Democrats seek delay in DOL fiduciary rulingTen Senate Democrats push for a delay in the Department of Labor's fiduciary ruling until after the SEC decides to hand down its own version.
August 07, 2013
Senate Democrats seek delay in DOL fiduciary rulingTen Senate Democrats push for a delay in the Department of Labor's fiduciary ruling until after the SEC decides to hand down its own version.
August 06, 2013
DOL, SEC Fiduciary Rules May Clash, Senators Tell OMBTen Democratic senators urged the OMB to carefully review DOLs fiduciary reproposal to ensure that it doesnt directly conflict with the SECs fiduciary rule.