DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Focusing on ‘Major Cases,’ Particularly Fee Disclosure
By Melanie WaddellWhat triggers a DOL investigation? What will DOL ask for during one? And how should retirement planning officials handle such inquiries?
September 30, 2013
The Women Leading the Fiduciary ChargePhyllis Borzi and Mary Jo White are two tough ladies with two tough jobs.
September 10, 2013
DOL fiduciary plan hits delayAt the FSI Advisor Summit, Borzi confirmed the revamped proposal will include IRAs.
September 10, 2013
DOL fiduciary plan hits delayAt the FSI Advisor Summit, Borzi confirmed the revamped proposal will include IRAs.
September 10, 2013
DOL Fiduciary Plan Hits Delay, Borzi SaysThe revamped proposal will include IRAs, DOL assistant secretary Phyllis Borzi confirmed at the FSI advisor summit.
August 29, 2013
DOL pressing forward on fiduciaryWhile the DOL may succeed in getting a revamped fiduciary plan to OMB, its likely to get stalled there.
August 26, 2013
DOL Pressing Forward on FiduciaryAccording to the Semiannual Regulatory Agenda for the Department of Labors Employee Benefits Security Administration, a reproposal to amend the definition of fiduciary under the Employee Retirement Income Security Act (ERISA) will come in October.
August 07, 2013
Senate Democrats seek delay in DOL fiduciary rulingTen Senate Democrats push for a delay in the Department of Labor's fiduciary ruling until after the SEC decides to hand down its own version.