DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Senate Banking Aide: Committee Has ‘No Interest’ in Bill to Block Fiduciary Rules
By Melanie WaddellWagner bill passes House, but Senate Banking's Johnson says he won't focus on any bill "the president clearly has no interest in signing."
October 29, 2013
DOL’s Borzi: Fiduciary Redraft Could Advance by Year EndWe are coming very close to finishing our work on the reproposed rule, said DOL's Borzi.
October 28, 2013
DOL Focusing on ‘Major Cases,’ Particularly Fee DisclosureWhat triggers a DOL investigation? What will DOL ask for during one? And how should retirement planning officials handle such inquiries?
October 17, 2013
The 2 biggest causes of fiduciary liability in 401(k)sIt all comes down to this: Follow the money.
October 17, 2013
The 2 biggest causes of fiduciary liability in 401(k)sIt all comes down to this: Follow the money.
September 30, 2013
The Women Leading the Fiduciary ChargePhyllis Borzi and Mary Jo White are two tough ladies with two tough jobs.
September 10, 2013
DOL fiduciary plan hits delayAt the FSI Advisor Summit, Borzi confirmed the revamped proposal will include IRAs.
September 10, 2013
DOL fiduciary plan hits delayAt the FSI Advisor Summit, Borzi confirmed the revamped proposal will include IRAs.