DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL to Be First Mover on Fiduciary, Industry Watchers Say
By Melanie WaddellDOLs rule will be a stronger rule, and it will bolster the SECs rule, an AARP lobbyist told ThinkAdvisor.
October 31, 2013
Committee has 'no interest' in bill to block fiduciary rulesWagner's bill passed the House, but the Senate Banking Committee won't focus on bills 'the president clearly has no interest in signing into law.'
October 29, 2013
Senate Banking Aide: Committee Has ‘No Interest’ in Bill to Block Fiduciary RulesWagner bill passes House, but Senate Banking's Johnson says he won't focus on any bill "the president clearly has no interest in signing."
October 29, 2013
DOL’s Borzi: Fiduciary redraft could advance by year endDespite the likely House passage of the Wagner bill, Obama threatens to veto it. Were a long way from having a law, says Borzi.
October 29, 2013
DOL’s Borzi: Fiduciary redraft could advance by year endDespite the likely House passage of the Wagner bill, Obama threatens to veto it. Were a long way from having a law, says Borzi.
October 29, 2013
DOL’s Borzi: Fiduciary Redraft Could Advance by Year EndWe are coming very close to finishing our work on the reproposed rule, said DOL's Borzi.
October 28, 2013
DOL Focusing on ‘Major Cases,’ Particularly Fee DisclosureWhat triggers a DOL investigation? What will DOL ask for during one? And how should retirement planning officials handle such inquiries?
October 17, 2013
The 2 biggest causes of fiduciary liability in 401(k)sIt all comes down to this: Follow the money.