DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
SEC, DOL Enforcement: Indiana School District, Muni Bond Writer Face Investor Fraud Charges
By Marlene Y. SatterRecent actions include FERC winning a $410 million settlement from JPMorgan, DOL stepped in against Kentucky-based plan fiduciaries, insider trading charges against former CEO in Spain.
July 25, 2013
AICPA attacks DOL fiduciary plan’s ESOP languageAICPA urges lawmakers to support bills that would ensure independent appraisers of ESOP are not designated as fiduciaries.
July 25, 2013
AICPA Attacks DOL Fiduciary Plan’s ESOP LanguageAICPA urges lawmakers to support bills that would ensure independent appraisers of ESOP are not designated as fiduciaries.
July 24, 2013
Advisors prepare to water down DOL fiduciary ruleThe coming months will be crucial as investment advisors work to shape the regulation to their liking.
July 24, 2013
Advisors prepare to water down DOL fiduciary ruleThe coming months will be crucial as investment advisors work to shape the regulation to their liking.
July 18, 2013
DOL Fiduciary Redraft Has ‘Left the Station’The confirmation of Assistant Attorney General Tom Perez as the new secretary for the Department of Labor on Thursday will not hinder the DOLs release of its fiduciary reproposal, which the department says will come in October.
July 09, 2013
Senator Aims to Strip DOL’s IRA Fiduciary PowerIn yet another attempt by Congress to stymie the DOL's effort to release its fiduciary reproposal, Sen. Orrin Hatch, R-Utah, introduced legislation on Tuesday that would return oversight of IRAs to the Treasury Department.
June 25, 2013
New fiduciary rules remain elusiveLong-awaited revisions of the Department of Labors fiduciary rules remain months away.