DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Former Merrill Advisor Sues Over Unvested Commissions
By Dinah Wisenberg BrinKelly Milligan contends he had to forfeit over $500,000 in deferred commissions.
April 26, 2024
DOL Gets an 'F' on Addressing Fiduciary Rule ConcernsOne would have thought that Labor would at least have made changes reflecting the views of congressional Democrats.
April 25, 2024
DOL Fiduciary Rule Add-On Could Boost Annuity Distributors' CloutOfficials want them to help agents and brokers provide conflict-free advice.
April 25, 2024
Industry Players Weigh In on the DOL's New Fiduciary DefinitionAnnuity distribution veterans, regulation backers and harsh critics look at what comes next.
April 25, 2024
Finseca CEO Pans New DOL Fiduciary Regs, Sketches Litigation PathLabor's attempts to address the insurance industry's concerns were merely "cosmetic," Marc Cadin says.
April 24, 2024
Fiduciary Rule Regs May Cut $5,000 in Annual Fees per Annuity Pro: DOLOfficials estimate the industrywide revenue loss could be as much as $530 million per year.
April 24, 2024
Ed Slott: Final DOL Fiduciary Rule Goes 'All-in' on RolloversAdvisors now need to understand "all available options when retirement funds are leaving company plans," Slott tells ThinkAdvisor.
April 23, 2024
The 2024 DOL Fiduciary Rule: A TimelineHere's how the 2024 fiduciary rule came into existence.