DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
California Governor Signs Annuity Best Interest Sales Rule Bill
By Allison BellGavin Newsom's support for the NAIC approach could stop the DOL fiduciary definition proposal.
February 26, 2024
Sanders to Hold Closed-Door Vote on Su as Labor SecretaryJulie Su has been the acting Labor secretary since March 2023.
February 26, 2024
Will DOL's Rule Lay an Accidental Fiduciary Trap?The fiduciary rule proposal leaves ambiguity that some say could have a chilling effect on financial guidance.
February 23, 2024
DOL: Retirement Plan Administrator Embezzled $5.5MA firm and its owner transferred assets from 17 plans into their own corporate accounts, the department says.
February 22, 2024
Final DOL Fiduciary Rule Likely Out This YearThe rule is likely on a clock driven by the presidential election, ERISA lawyer Brad Campbell said.
February 20, 2024
In Advisory Fees, the Future Is Flat, Facet Founder Argues"If you want to help the mass affluent, you have to rethink pricing," Anders Jones tells ThinkAdvisor.
February 15, 2024
Democrat Pushes for Middle Way at House Fiduciary Rule HearingRep. Donald Norcross, D-N.J., wants policymakers to protect retirement savers' access to good advice.
February 07, 2024
Why the New DOL Fiduciary Rule Is Scarier Than EverDOL wants to turn brokers and agents into fiduciaries, contrary to centuries of common law.